Legal and Compliance
The client relationship summary, also called Form CRS, is a document required of registered investment advisors and broker dealers which outlines:
- the types of services a firm offers;
- the fees and costs you will have to pay for those services;
- conflicts of interest a broker or adviser may have;
- the required standard of conduct associated with the services a firm offers;
- whether a firm and its financial professionals have reportable legal or disciplinary history; and
- key questions (conversation starters) to ask your financial professional.
Each firm’s relationship summary uses similar headings and order of topics to make it easy for you to compare firms. Click Here to View our Client Relationship Summary (Form CRS).
IMPORTANT DISCLOSURE INFORMATION AND CONDITIONS OF USE
Centerpoint Advisors, LLC (“Company”) is an SEC registered investment adviser located in Needham, Massachusetts. Company and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Company maintains clients. Company may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Company’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Company’s web site on the Internet should not be construed by any consumer and/or prospective client as Company’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Company, please contact the SEC or the state securities regulators for those states in which Company maintains a notice filing. A copy of Company’s current written disclosure statement discussing Company’s business operations, services, and fees is available from Company upon written request. Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Company web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Company), will be profitable or equal any historical performance level(s).
Certain portions of Company’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Company, or from any other investment professional. Company is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Centerpoint Advisors, LLC is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Centerpoint Advisors, LLC by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Company’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Company, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Company.
RESTRICTIONS ON USE OF MATERIALS
This site is owned and operated by Centerpoint Advisors, LLC. Permission is granted to display and navigate around this website with a computer using HTML browser software, solely for personal, non-commercial use. Any commercial or public use of this website or any portion hereof is strictly prohibited. Except as otherwise permitted by Centerpoint Advisors, LLC, no materials from www.centerpointadvisors.net or any other website owned, operated, licensed, or controlled by Centerpoint Advisors, LLC may be copied, reproduced, republished, uploaded, posted, transmitted, or distributed in any way. You may download material displayed on this website for non-commercial, personal use only provided you also retain all copyright and proprietary notices contained on materials. You may not distribute, modify, transmit, reuse, repost, or use the content of this website for public or commercial purposes, including the text, images, audio, and video, without Centerpoint Advisors, LLC’s written permission. Centerpoint Advisors, LLC neither warrants nor represents that your use of materials displayed on this website will not infringe rights of third parties not owned by or affiliated with Centerpoint Advisors, LLC.
TRADEMARKS/SERVICE MARKS AND COPYRIGHTS
Images displayed on this website are either the property of, or used with permission by Centerpoint Advisors, LLC. The use of these images by you, or anyone else authorized by you, is prohibited unless specifically permitted herein. Any unauthorized use of the images may violate copyright laws, trademark laws, the laws of privacy and publicity, and communications regulations and statutes. All trademarks, service marks, trade names, logos, and icons used by Centerpoint Advisors, LLC or any Centerpoint Advisors, LLC affiliated company are proprietary to Centerpoint Advisors, LLC. Nothing contained on the website should be construed as granting, by implication, estoppel, or otherwise, any license or right to use any trade mark or service mark displayed on this website without the written permission of Centerpoint Advisors, LLC or such third party that may own the trademarks or service marks displayed on this website. Your use of the trademarks or service marks displayed on this website, or any other content on this website, except as provided herein, or any other content on this website, except as provided herein, is strictly prohibited. Inquiries concerning use of Centerpoint Advisors, LLC trademarks, service marks, trade names, logos, icons, copyrights, or other intellectual property should be addressed to Centerpoint Advisors, LLC, 175 Highland Avenue, Suite 302, Needham, MA 02494, United States of America. Any communications or material you transmit to this website by electronic mail or otherwise, including data, questions, comment, or suggestions, will not be treated as confidential nor as proprietary and will become the property of Centerpoint Advisors, LLC or its affiliates. Such communications or material shall be used for any purpose, including, but not limited to, reproduction, disclosure, transmission, publication, broadcast, and posting. Furthermore, Centerpoint Advisors, LLC is free to use any ideas, concepts, know-how, or techniques contained in any communication you send to this website for any purpose whatsoever, including, but not limited to, developing and marketing products using such information.
TRADEMARK/SERVICE MARK NOTICES
All trademarks, service marks, trade names and logos used by Centerpoint Advisors, LLC or its subsidiaries are registered trademarks or service marks of Centerpoint Advisors, LLC. We are very protective of our trademarks and service marks. All use of these marks must be with our permission. We will file appropriate legal actions to enjoin the unauthorized use of these marks. Under the law, we may be entitled to collect your profits, our actual damages, and, perhaps, even our attorney’s fees. We thank you for your cooperation.
Fidelity Investments is an independent company, unaffiliated with Centerpoint Advisors. Fidelity Investments is a service provider to Centerpoint Advisors. There is no form of legal partnership, agency affiliation, or similar relationship between your financial advisor and Fidelity Investments, nor is such a relationship created or implied by the information herein. Fidelity Investments has not been involved with the preparation of the content supplied by Centerpoint Advisors and does not guarantee, or assume any responsibility for, its content.
Fidelity Investments is a registered service mark of FMR LLC. Fidelity Clearing & Custody Solutions provides clearing, custody, and other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC.